Forms & Applications for Investment Accounts

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Our forms and applications are grouped in the following categories:

For security reasons, PH&N Investment Services can only accept signatures submitted by fax or mail. Please note that we do not accept electronic signatures.

To search for quarterly reports and regulatory documents, please click on the 'Documents' tab below.

Investment Account Application

- You must read and agree to this Client Account Agreement.

Individual Self-Certification

For U.S. and Canadian Individuals Download Form| PDF (fillable) | 273 Kb

Federal ID Requirements

Complete one Federal ID Requirements form for each account holder(s) or individual(s) authorized to transact on the investment account. For Individuals: View this document | PDF (fillable) | 140 Kb For Corporations: View this document | PDF (fillable) | 504 Kb

Your Account with PH&N Investment Services

A guide to defining your Investor Profile and constructing your portfolio View this document | PDF | 1,061 Kb

Corporate Account Application

- You must read and agree to this Client Account Agreement.

Entity Self-Certification

For U.S. and Canadian Entities View this document | PDF (fillable) | 273 Kb 

Letter of Direction to Transfer Accounts

Transfer funds held at another investment firm to PH&N View this document | PDF (fillable) | 100 Kb

Certified Copy of Resolution of All Partners

For opening a limited partnership account View this document | PDF (fillable) | 110 Kb

Certified Copy of Resolution of All Directors

For opening a limited corporate account View this document | PDF (fillable) | 112 Kb

Certified Copy of Resolution of Directors of Corporate Trustee

For opening an Individual Pension Plan (IPP) account View this document | PDF (fillable) | 50 Kb

Accounts in the Name of a Minor Child

For opening an account for a minor View this document | PDF (fillable) | 50 Kb

Trust Account Agreement

For opening an informal trust account View this document | PDF (fillable) | 50 Kb

- You must read and agree to this Client Account Agreement.

Leveraged Investing Disclosure Notice

Please review if you are borrowing money to invest in PH&N funds View this document | PDF | 50 Kb

 

To speak with an Investment Funds Advisor:
Call us at 1.800.661.6141 or
email us at info@phn.com